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  • SEC's Busy Week Sends Wave of Work to Big Law | National Law ... - Law.com

SEC's Busy Week Sends Wave of Work to Big Law | National Law ... - Law.com

by Abigail Adcox
Fri, Sep 29, 2023 15:23 ET
in Press Release

What You Need to Know

  • The SEC announced several enforcement actions on Friday, including charges related to misleading investors and failing to preserve electronic records.
  • Several large law firms and boutiques are serving as defense counsel in the matters.
  • Overall in September, the SEC announced settlements or charges in more than three dozen matters, and about 20 of those were in the last week.

    Read Full Story: https://news.google.com/rss/articles/CBMiX2h0dHBzOi8vd3d3Lmxhdy5jb20vbmF0aW9u...


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