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Thursday, May 7, 2026

Whistleblowing qualitative assessment survey 2022 | FCA - FCA

We already go beyond the requirements of UK whistleblowing-related law in important ways to engage with whistleblowers and support whistleblowing in financial services:

  • We have a dedicated Whistleblowing team focused on engaging with whistleblowers. They ensure disclosures are captured and then directed to the right part of the FCA for assessment and consideration of further action. A key part of the team’s role is to tell the whistleblower how we will treat their information and what confidentiality means.
  • We offer every whistleblower an opportunity to speak to us face to face (or virtually).
  • We assess every report made to us, with decisions on action taken according to the content of the disclosure and other information available to us.
  • Where whistleblowers request it and we can contact them, we provide feedback on the outcome of their report.
  • We accept disclosures from individuals with a demonstrable need for the confidentiality that our whistleblowing processes provide, as well as from ‘workers’ or ‘former workers’ protected by the Public Interest Disclosure Act (PIDA).
  • We actively engaged potential whistleblowers with a campaign - In confidence, with confidence - in 2021 to increase awareness of and confidence in our whistleblowing function.
  • We have implemented rules and guidance for the firms we regulate on their internal whistleblowing arrangements.

The survey provides us with very helpful insights, especially the finding that just over half the surveyed...



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