Employment News
SEC Sanctions Investment Advisor $500,000 for Impeding Whistleblowing through NDAs - The National Law Review
On September 27, the U.S. Securities and Exchange Commission (SEC) announced settled charges with a Florida-based registered investment adviser, GQG Partners LLC, over allegations that the firm ut...
Read moreGQG Partners settles SEC whistleblower protection charges - Pensions & Investments
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Read moreLab manager, employees, sales reps on hook in $7.2M whistleblower fraud case - LabPulse
Clinical laboratory employees have agreed to pay their share of a $7.2 million whistleblower case over two years of lab testing for recovery centers and homeless shelters, according to the U.S. At...
Read moreRIA firm to pay $500K penalty to settle SEC charges over alleged whistleblower curbs - InvestmentNews
The firm was accused of restricting the ability of potential hires to report wrongdoing. SEP 27, 2024 A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penal...
Read moreFifth Circuit Ruling on Whistleblower Awards from Bankruptcy Collections Underscores Shortcoming With SEC Program - JD Supra
Whistleblowers who exposed what has been called “one of the biggest frauds in Texas history” are not eligible to receive Securities and Exchange Commission (SEC) whistleblower awards based on the c...
Read moreFalse Claims
Thanks to BRS's False Claims, Centre Not Giving Funds for Mission Bhagiratha: Seethakka - Deccan Chronicle
Hyderabad: The hyped-up claims by the then BRS government of providing 100 per cent coverage of drinking water connections to homes under Mission Bhagiratha has turned into a problem for Telangana...
